Document Your Loans

How often do you lend money to your company? How often do you lend money to a friend or family member? How often do you lend money to an entrepreneur? How often do you borrow money? Borrowing money and lending funds is a phenomina that would baffle banks in size and volume. Only 54% of […]

SIFMA Industry Wide Mock Disaster Includes The OTCBB October 24th 2009

On Saturday, October 24, 2009, the Securities Industry and Financial Markets Association (SIFMA) will conduct an industry-wide “mock disaster” test. FINRA will participate in the test. This includes OTC BB Listings, the following FINRA systems will participate on Saturday, October 24, 2009 in the “mock disaster” test: ADF OTCBB ORF This test provides the opportunity […]

The OTCBB could be for sale? Over-the-Counter Bulletin Board (OTCBB) Sale Announcement

As per a notice found at the following link, the full and complete notice below suggests that FINRA is interested in selling the assets of the OTCBB. http://www.finra.org/Industry/Compliance/MarketTransparency/P119958 Over-the-Counter Bulletin Board (OTCBB) Sale Announcement As part of its market transparency role, the Financial Industry Regulatory Authority (FINRA) owns and operates certain quote and trade reporting […]

Various Public Market Tools That Are Useful

Various Public Market Tools That Are Useful 7 Tools that you would find interesting, information access within an SEC search engine, compliance newsletters, edgar filers, securities borrowing services, XBRL rules and reporting. Let us know what you think of these tools, click on them below: 1.SEC Search Engine Fortune 500 financial information Access to all […]