SIFMA Industry Wide Mock Disaster Includes The OTCBB October 24th 2009

On Saturday, October 24, 2009, the Securities Industry and Financial Markets Association (SIFMA) will conduct an industry-wide “mock disaster” test. FINRA will participate in the test. This includes OTC BB Listings, the following FINRA systems will participate on Saturday, October 24, 2009 in the “mock disaster” test: ADF OTCBB ORF This test provides the opportunity […]

The OTCBB could be for sale? Over-the-Counter Bulletin Board (OTCBB) Sale Announcement

As per a notice found at the following link, the full and complete notice below suggests that FINRA is interested in selling the assets of the OTCBB. http://www.finra.org/Industry/Compliance/MarketTransparency/P119958 Over-the-Counter Bulletin Board (OTCBB) Sale Announcement As part of its market transparency role, the Financial Industry Regulatory Authority (FINRA) owns and operates certain quote and trade reporting […]

Various Public Market Tools That Are Useful

Various Public Market Tools That Are Useful 7 Tools that you would find interesting, information access within an SEC search engine, compliance newsletters, edgar filers, securities borrowing services, XBRL rules and reporting. Let us know what you think of these tools, click on them below: 1.SEC Search Engine Fortune 500 financial information Access to all […]

Consider looking at AAAI (Australian Association of Angel Investors)

AAAI (Australian Association of Angel Investors)   The Australian Association of Angel Investors Limited (AAAI) is the national, not-for-profit peak body for Australian professional Angel Investors. AAAI promotes a vibrant Angel community and culture in Australia through the promulgation of best practice, fostering the development of Angel Investor groups, providing continuing education for Angel Investors, […]

Corporate Finance World 2009 Sydney Australia November 10-11th 2009

Identify leading CFO strategies to manage the balance sheet, solvency & financial capability in uncertain times Funding the balance sheet has become the number one most important issue facing Australian companies. With draw down facilities maxed out, tightening credit markets, falling revenues and asset values, there is a need for companies to explore alternative channels […]

The 2009 Alternative Investment Summit October 20-21 Sydney

Generating alpha through operational due diligence, liquidity and risk management Brought to you by the team behind the hugely successful Asset Allocation Summit Australia. The 2009 Alternative Investment Summit will centre on institutional investor’s biggest focus: generating Alpha through better risk management and more rigorous due diligence. » Download the full conference brochure » Alternative Investment Summit Survey […]