ASX Listings: Australian Stock Exchange Listings Documents and Links

October 17, 2009 / Admin / 0 Comments

	Introduction to the Listing Rules
1	Admission
2	Quotation
3	Continuous disclosure
4	Periodic disclosure
5	Additional reporting on mining and exploration activities
6	Securities
7	Changes in capital and new issues
8	Transfers and registration
9	Restricted securities
10	Transactions with persons in a position of influence
11	Significant transactions
12	Operations and spread
13	Additional requirements for trusts
14	Meetings
15	Requirements for documents
16	Fees
17	Trading halts, suspension, removal
18	Application of listing rules
19	Interpretation and definitions
20	Self-listing of ASX

1A	General admission application and agreement
1B	Debt issuer application and agreement
1C	Exempt foreign entity application and agreement
2A	Deleted (use Appendix 3B)
3A	Timetable
3B	New issue announcement, application for quotation of additional securities and agreement
3C	Announcement of buy-back
3D	Changes relating to buy-back
3E	Daily share buy-back notice
3F	Final share buy-back notice
3X	Initial Director’s Interest Notice
3Y	Change of Director’s Interest Notice
3Z	Final Director’s Interest Notice
4A	List of corporate governance matters
4B	Half Yearly/Preliminary Final Report
4C	Quarterly report for entities admitted on the basis of commitments
4D	Half Year Report Period ending on or after 30 June 2003
4E	Preliminary Final Report Period ending on or after 30 June 2003
4F	Change of balance date 12 month period ending on or after 30 June 2003
5A	Australasian Code for Reporting of Identified Mineral Resources and Ore Reserves
5B	Mining exploration entity quarterly report
6A	Timetables
7A	Timetables
8A	Time limits
9A	Restriction agreement
9B	Restrictions on securities
15A	Provisions required by rule 15.11.1
15B	Provisions required by rule 15.11.1

Guidance Notes

1	Applying for admission and quotation
2	Stapled securities
3	Co-operatives and mutual business entities
4	Foreign entities
5	CHESS Depository Interests (CDIs)
6	Trusts
7	US entities – Regulation S offerings on ASX
8	Continuous Disclosure
9	Disclosure of corporate governance practices: listing rule 4.10
9A	Principles of good corporate governance & best practice recommendations
10	Review of operations and activities: listing rule 4.10.17
11	Restricted securities
12	Changes to activities: listing rules 11.1, 11.2 and 11.3
13	Disposal of a major asset involving an entity to be listed: listing rule 11.4
14	Company announcements platform
15	Schedule of fees
16	Trading halts
17	ASX Issuers
18	Market codes and trading procedures
19	Non-business days and non-trading days (discontinued)
20	ASX Online
21	Appeals
22	Director Disclosure of Interests and Transactions in Securities
23	Appendix 4c
24	Acquisition and disposal of assets between related parties: Listing Rule 10.1 – 10.10
25	Exercise of Discretions
26	Management Agreements

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